Stock Portfolio

Our stock portfolios have an average of 18 holdings for each client.  As an Investment Advisor Firm, we have a fiduciary duty to find the best execution for price and quality of transactions.  We custody our individual client accounts at TD Ameritrade Institutional which serves thousands of independent investment advisor firms across the U.S.  

You clients pay $0 commission on stocks we purchase for your portfolio.  The Zero commission rate applies to any exchange-listed stock on the NYSE or NASDAQ.   Any non-listed stocks incur a $6.95 commission on trades of over-the-counter (OTC) stocks which may be part of your portfolio.

Our firm is proud to choose TD Ameritrade as our broker for pricing and execution along with their excellent client services.  This year Charles Schwab & Co. has entered into an agreement to purchase TD Ameritrade. The combined entity formed by Schwab and TD Ameritrade is likely to generate about $15 billion in annual revenues and will have nearly $5 trillion in client assets.